2005 Chit Chat - VI filling in the Report
Compliance report via electronic means - Chit Chat is not here to take place of your compliance officer, in fact, it should help you work with your compliance officer. Print this article, you need not...
View ArticleChit Chat 2005 Compliance Report VIII Section 1 of the Report - Questions...
You can save your work and do the report in sections - Keep Going! - Keep doing one question at a time - Remember Margaret Hayward, I think her name was, she was asked "How did you run across America?"...
View Article2005 Chit Chat on Compliance Report VII - How to work with an Act
You cannot delay this any longer! - It is essential that you know how to work with an Act to fill in your Compliance Report - this is the stuff that the lawyers keep to themselves so they can charge...
View Article2005 Chit Chat Compliance Report IX - Section 1 Number 6
This is probably the most important Chit Chat so far. - No 6 - "Compliance Function" is a difficult section of the report BUT it is also the part where you get chance to speak about the compliance...
View Article2005 Chit Chat X - Section One No 7
Wendy is now offering workshops on the Compliancy Reports - How did you do with Section 6? I hope you went carefully, paying attention to detail. This Chit Chat is a vital one, vital that you pay...
View Article2005 Chit Chat No XI - Section One 8.3
Another strong cup of coffee is required - Hang on in there! At least we are over the half-way mark!
View ArticleThe complete Chit Chat guide to the 2005 FSB compliancy report
Download it here in one complete document - ITInews was planning to roll out the last few sections separately this week, but realized that the urgency of this process was paramount.
View ArticleSelling a benefit as though it were a "toaster"
The exploitation of trust between the client and the broker - Here is a short summary of a telephone conversation which took place recently. It has been placed on tape under: Cust ID 32591 - I was...
View ArticleChit Chat Guide - back by popular demand for 2006
Section 1 - Compliance Report 2006 - Well the Compliance Report for 2006 is upon us and Chit Chat is back to be your "friend" to "sit" with you and help you answer some of the questions.
View ArticleDid you pass the IT exam of the compliance report?
Laugh until you cry! - You can be forgiven if you complained non-stop as you struggled with the IT difficulties surrounding the software of the 2006 Compliance Report - you are not alone.
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